Bank of America’s brokerage unit reported strong growth, as did the company’s private bank, as executives are emphasizing ...

Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly ...

Bank of America Corp (NYSE:BAC) and its subsidiary Merrill Lynch, Pierce, Fenner & Smith Inc. disclosed recent transactions ...

The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...

In the case of Morgan Stanley, the wirehouse wants its financial advisors to increase their banking relationships with ...

Advisor Franco Di Maio, a 24-year industry veteran producing about $1 million in annual revenue, left UBS to join Merrill's office in Paramus, New Jersey, according to a spokesperson for Merrill ...

Donald Trump’s former lawyer has urged the US president to launch an investigation into Bank of America, which he claims ...

The units charged by the SEC consented to the entry of orders without admitting or denying the SEC's findings. Wells Fargo Clearing Services agreed to pay a civil penalty of $28 million, Wells Fargo ...

Investment adviser units of Wells Fargo & Co. and Bank of America Corp.’s Merrill shortchanged customers by funneling ...

Merrill clients and advisors expanded on their continued interest in alternative investments while Morgan Stanley’s net ...