Financial Advisor16d
Stifel Ordered To Pay Nearly $133M To Family Over Risky Structured Notes
Stifel, Nicolaus & Company Inc. has been ordered by an arbitration panel to pay a family of four investors more than $132 million for breach of fiduciary duty and negligence tied to risky ...
The Indiana Lawyer10d
Regulatory panel denies Stifel’s claim against Indy competitor
A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a ...
Financial Advisor10d
Stifel Hit With Brokers' $7M Legal Bill After Losing Finra Case
Stifel also was slapped with the costs of the hearing fees, which amounted to $45,675. Wayne Turner of Hoover Hull Turner LLP, the law firm that represented the brokers, in an email said, “The FINRA ...
Ibj.com15d
Regulatory panel denies Stifel’s claim against competitor
A Financial Industry Regulatory Authority arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a group of former Stifel advisers after rejecting ...