Jan 17, 2025 · Wells Fargo Clearing Services agreed to pay $28 million in civil penalties, Wells Fargo Advisors Financial Network will pay $7 million, and Merrill Lynch will pay $25 million.

Oct 14, 2024 · Wells Fargo, Merrill Lynch and Morgan Stanley all faced separate newly-filed class action suits related to cash sweep programs last week.

Jan 5, 2018 · Merrill Lynch is not the only wirehouse that forbids its financial advisors from trading cryptocurrencies and their derivatives. Brokers at Wells Fargo, UBS, Morgan Stanley and RBC are also not ...

May 7, 2024 · Wells Fargo didn’t take the departures kindly; ... Last month, a six-person team of advisors with $550 million in collectively managed assets left Merrill Lynch to create the Birmingham, ...

Feb 29, 2024 · Bank of America acquired Merrill Lynch in January 2009. ... Bank of America Corp.’s Merrill arm and Wells Fargo & Co.’s brokerage unit are offering access to ETFs that invest directly in ...

Oct 9, 2023 · LA and DC area firms managing more than $1B in collective assets at Janney Montgomery Scott and Wells Fargo have ... practice under Merrill Lynch in 2014. He moved to Well Fargo in 2018 to launch ...

Oct 14, 2020 · Wells Fargo's wealth division saw profits jump 157% compared with previous quarter in the throes of the pandemic, while Bank of America's Merrill Lynch and Private Bank units posted profits up 20% ...

Apr 2, 2024 · Representatives from Wells Fargo declined to comment. ... with prior stints at Lincoln Financial and Merrill Lynch before joining Morgan Stanley in 2018, according to BrokerCheck.

Mar 31, 2011 · Merrill Lynch, Wells Fargo Advisors and Edward Jones plan to ramp up trainee recruiting in 2011, Registered Rep. has learned. It comes at a time when a number of currents in the business are ...

Apr 4, 2024 · Most recently, Goldfader served as a high-net-worth branch manager for Wells Fargo for four years and, prior to that, spent more than 20 years with UBS and eight with Merrill Lynch.